Investment Management

Once we have learned about your financial objectives and goals, we then can establish investment accounts to support those goals.  We utilize a couple of different account types, advisory and brokerage.  

An advisory account is a type of investment account where investment advisory services are included to help a client formulate and implement investment purchases and strategies, and is regularly managed and monitored.  Fees for this type of account are structured as a percentage of the account balance.   

A brokerage account is an investment account held at LPL Financial.  Once the account is established, you can then deposit funds into the brokerage account, so that those funds can be invested in stocks, bonds, mutual funds, and exchange-traded funds (ETFs).  Fees for brokerage accounts are commission based.   

Investment Management Services

• Account Management and Monitoring
• Investment Selection
• Asset Allocation Alignment
• Annual Portfolio Reviews